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When you donate your assets to IAALS, you see your ambitions and goals reflected in the future of our research and innovation. Your gift has real, far-reaching impact that advances the work we, together, truly care about. If you have questions regarding stocks held with a broker, mutual funds or stocks held in certificate form, we're here to help you make a meaningful impact.

To expedite the process and ensure securities transfers are completed properly, please contact Amy Livingston, Director of Development at 303-871-6613 or amy.livingston@du.edu to let us know a securities transfer is forthcoming.

Include the following in your message:

  • The quantity and name of the security or mutual fund (and the ticker symbol if known)
  • When the donation is to be expected
  • What designation the monies should be placed in upon receipt
  • Any special handling instructions or details

Although IAALS and the University’s broker will do everything we can to facilitate the transfer of mutual funds, it can take several days to complete the transfer and therefore our valuation of the contribution.

Broker-Held Stocks

DTC* Transfer Information 
Brokerage Firm: The Northern Trust Company (TNT Institutional ID # 26724) 
Further Credit: University of Denver 
Account/ABA Number: 70-07094 
DTC Number: 2669 
Agent Bank: 20290 
DU’s Taxpayer ID number: 84-0404231 
*Depository Trust Company (DTC)

Broker for the University 
Sanjay A. Patel 
Senior Vice President | Client Executive – Not for Profit 
The Northern Trust Company 
333 S. Wabash St., 42nd Floor 
Chicago, Illinois 60604 
Email: sp90@ntrs.com 
Phone: 312-444-7479

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